Merrill Lynch Alternative Investments Llc

Merrill Lynch Alternative Investments Llc

Merrill Lynch Alternative Investments LLC is a mid-sized advisory firm based in New York. It manages $93.26 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Delaware, Massachusetts, New York, and North Carolina.

Merrill Lynch Alternative Investments provides portfolio management for pooled investment vehicles. It doesn’t provide financial planning services to its clients. On top of advisory services, the firm doesn’t engage in other business activities.

Institutional Investor Survey Fall 2010

The Bank of America Merrill Lynch Capital Introductions Group recently conducted an institutional investor survey in conjunction with the Alternative Investments Institute and the Connecticut Hedge Fund Association. The purpose of the survey was to better understand the views of major institutional investors on a range of topics, including allocation intentions, various asset class trends and alternative investments. A total of 107 investors participated, representing the U.S., EMEA and Asia Pacific markets, and approximately $2.1 trillion in assets under management.

Potential Benefits Of Alternative Investments

Whether youâre looking to maintain your lifestyle through retirement or gain returns to leave a lasting legacy, alternative investments may be the right choice for you. One potential benefit is that they provide access to the cutting-edge companies at the forefront of technology, healthcare and sustainability.1 They can also complement your traditional equities and fixed income investments and potentially help you improve diversification, increase return potential and mitigate risk. It is important to be aware that alternative investments may be less liquid, use leverage, have less transparency and charge higher fees including a performance incentive.

• Enhanced

  Complement your traditional portfolio and diversify your assets2

• Increased return potential

  Provide additional sources of returns by exposing you to a broader range of securities3

• Lower

  May help strengthen your financial strategy without increasing expected volatility

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Careers At Merrill Lynch Alternative Investments Llc

The company employs 188 people that are either part- or full-time employees. 18 percent of the employees work as investment advisers or researchers. 120 employees are registered as investment adviser representatives with the state securities authorities.

There isnt anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesnt compensate employees in addition to the salary for bringing in new clients. Employees dont receive compensation from other entities for client referrals.

John Vincent Leale joined the executive team most recently as the Manager.

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Clients should contact their Merrill financial advisor for a personalized version.

1 Impact investing and/or Environmental, Social and Governance managers may take into consideration factors beyond traditional financial information to select securities, which could result in relative investment performance deviating from other strategies or broad market benchmarks, depending on whether such sectors or investments are in or out of favor in the market. Further, ESG strategies may rely on certain values based criteria to eliminate exposures found in similar strategies or broad market benchmarks, which could also result in relative investment performance deviating.

2 Diversification does not ensure a profit or protect against loss in declining markets. Alternative investments involve limited access to the investment and may include, among other factors, the risks of investing in derivatives, using leverage, and engaging in shorts sales, a practice which can magnify potential losses or gains. Alternative investments are speculative and involve a high degree of risk and volatility.

Index definitions.

S& P 500 Total Return Index : A market-capitalization-weighted index that measures the market value of 400 industrial stocks, 60 transportation and utility company stocks and 40 financial issues.

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Merrill Lynch Managed Futures Funds

Merrill Lynch Alternative Investments, LLC managed futures funds investment management services consist of acting as sponsor, general partner, manager, investment manager and investment advisor to pooled investment vehicles with portfolios of managed futures funds are marketed and sold to institutional and high-net-worth investors through the Merrill Lynch FuturesAccess Platform. The FuturesAccess Platform provides access to MLAI Portfolio Funds or Portfolio Managers in MLAIs advisory products or services.

The Merrill Lynchs FuturesAccess managed futures funds invest in asset classes that include trading futures contracts in equity indices , interest rates , commodities and currencies . Through investments in managed futures funds, investors are allegedly able to invest in asset classes that have a low correlation with traditional equity and fixed income securities markets which can result in greater risk-adjusted returns for an investors total portfolio.

The MLAI FuturesAccess Platform are privately-placed and are sold to institutions and high-net-worth investors. Merrill Lynch Alternative Investments, LLC offers various managed futures funds, including:

• ML Systematic Momentum FuturesAccess LLC
• Man AHL FuturesAccess LLC

Icapital Buys Bank Of America Alt Feeder Fund Ops

Samuel Steinberger | Sep 19, 2018

Alternative investing platform iCapital Network announced it has entered into a definitive agreement with Bank of America to acquire the banks alternative investment feeder fund operations. iCapital expects the volume on its platform to more than quadruple as a result, growing from $6 billion in invested capital across 14,000 underlying accounts to $25 billion across nearly 70,000 accounts.

Bank of Americas Merrill Lynch and U.S. Trust account holders and advisors will continue to use their existing interfaces and their client relationships, but the inner workings of the system will be improved, said Lawrence Calcano, CEO of iCapital.

Bank of Americas Investment Solutions Group will continue to source, distribute and monitor alternative investment feeder funds on its platform, according to iCapital, and its guidance on the role of alternative investments wont change. The funds will continue to be distributed through Merrill Lynch and U.S. Trust channels. iCapitals back-end automation will improve how books are processed, for example, and reporting functions should be better integrated with the user-facing portal, said Calcano.

The acquisition is a reflection of the firms approach to technology. iCapital doesnt want to disrupt theyd rather enable, said Calcano. What were not doing is competing with the advisors for their clients, adding were trying to make their provision of these assets to their clients easier.

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What Kind Of Clients Merrill Lynch Alternative Investments Serves

The only and largest group of clients of Merrill Lynch Alternative Investments is pooled investment vehicles with 6 clients and $93.26 million of assets under management. Among the 5 most similar advisory firms, Merrill Lynch Alternative Investments has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $93.26 million for 6 clients. None of the firms clients are foreign persons or businesses.

Merrill Lynch Alternative Investments also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $500,000.

Man Group Plc Announces Acquisition Of Merrill Lynch Alternative Investments Llcs Fund Of Hedge Fund Portfolio

08 December 2014

The Acquisition is expected to complete in the second quarter of 2015, subject to certain approvals and consents, including approval of the board of managers and investors of a US registered investment company.

Man Groups fund of hedge fund arm, FRM, has been selected to manage the Portfolio following a due diligence process which assessed its investment expertise, quality of personnel, investment process and ability to service clients. Following the completion of the Acquisition, Man Group intends to offer the funds to other investors globally as well as Merrill Lynchs and US Trusts wealth management clients.

The Acquisition of the Portfolio follows Man Groups recent Acquisition of Pine Grove Asset Management LLC. The strategic rationale for the Acquisition includes:

• Continued participation in the consolidation of the fund of hedge fund industry
• Further expansion of Man Groups footprint in the US
• Increased commitment to the US wealth management channel
• Synergistic partnership allowing Man Group and Merrill Lynch to deliver high quality investment solutions for clients
• Broadened portfolio of US registered investment companies and complementary fund of hedge fund products and
• Expansion of FRMs existing co-mingled fund platform and managed accounts.

The consideration will be paid to Merrill Lynch in cash from existing resources, and comprises:

• Tel: +44 7771 978 220

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What We Do

Tackling the nuanced world of unconventional investmentsAlternative investments refer to funds or asset classes such as hedge funds, private equity funds, venture capital funds, managed futures, derivatives, real estate and commodities. While many people hear these terms on TV and radio news programs, few really know what they mean, how they function and what role they play in personal finance.

We believe it is important to educate students of all business disciplines about these nontraditional investments and their relevance to our economy. We also believe it is important to provide faculty with the means necessary to keep curricula current. To this end, the Alternative Investments Institute hosts a guest lecture series, conducts surveys among institutional investors by partnering with Wall Street firms and publishes white papers on the issues that affect the players in this field. These resources delve into the natures of these complex, high-worth, high-yield investment types.

Guest Lecture SeriesOur Guest Lecture Series brings seasoned leaders from various industries to campus to share their experiences, perspectives and predictions for where the market is heading. Distinguished speakers have come from the banking, manufacturing, and innovation and technology industries. Lecture topics have ranged from managing money during the financial crisis to trading in agricultural commodities such as sugar, coffee and soybeans.