Teton Advisors Inc Investment Management

Record Date Set To June 3 2022 For Tetaa Rights Offering

GREENWICH, Conn., May 27, 2022–Teton Advisors, Inc. announces that it has amended its Subscription Rights Offering Circular with the record date set for June 3, 2022 and with the subscription rights period extending through September 21, 2022. Teton is also updating the rights offering information it previously provided in its April 6 press release.

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Teton Advisors Inc Reports Full Year And Fourth Quarter Results From Operations Announces Rights Offering Capital Restructuring And Product And International Expansion

GREENWICH, Conn., April 06, 2022–Teton Advisors, Inc. announced its fourth quarter and full year 2021 results including cash and marketable securities and updates capital structure with proxy to include increase in authorized shares outstanding, a 5:1 transferrable rights offering to all shareholders, the acquisition of hedge fund Gabelli Global Partners, and establishes a special committee of the board to explore strategic alternatives including M& A. The Compa

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Keeley Teton Dividend Tracker

Companies that cut their dividends amid last years pandemic and where are they now?

For twelve years, the team at Keeley Teton Advisors has managed strategies focused on small- and mid- cap companies that pay dividends. We think we have learned a few things about this subsegment of the equity market and we think our clients and others might be interested in learning more about this area.Continue reading

Teton Rights Listed On The Otc

GREENWICH, Conn., June 27, 2022–Teton Advisors, Inc. announced today that its recently issued subscription rights are now listed and available for trading on the OTC PINK under the ticker symbol “TETAR”. These rights are expected to trade on the OTC until five business days before September 21, 2022 the expiration date of the subscription period.

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Transparency is how we protect the integrity of our work and keep empowering investors to achieve their goals and dreams. And we have unwavering standards for how we keep that integrity intact, from our research and data to our policies on content and your personal data.

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Tetaa : Teton Advisors Inc

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Thomas E Browne Jr Cfa

Portfolio Manager

Mr. Browne joined Keeley Teton Advisors, LLC with over 32 years of investment experience on March 1, 2017. Prior to joining Keeley Teton, Mr. Browne served as a Portfolio Manager with Keeley Asset Management Corp. . While employed by KAMCO, Mr. Browne managed client portfolios for KAMCO’s historical clients in a manner consistent with the strategies he currently manages for Keeley Teton. Before joining KAMCO, Mr. Browne was a Portfolio Manager in charge of Oppenheimer Capital’s small-cap core and small-cap value strategies. Before that, Mr. Browne managed a mid-cap portfolio for SEB Asset Management and was an analyst at small-cap investment firm Palisade Capital Management. Earlier in his career, Mr. Browne was a sell-side technology services analyst for Prudential Securities and was twice recognized in the Wall Street Journal’s Best on the Street survey. Mr. Browne earned his M.B.A. from New York University Stern School of Business and his B.B.A. from the University of Notre Dame. In addition, Mr. Browne holds the Chartered Financial Analyst designation from the CFA Institute.

KEELEY Mid Cap Dividend Value Fund

KEELEY Small Cap Dividend Value Fund

KEELEY Small-Mid Cap Value Fund

Keeley Teton Small Cap Dividend Value

Keeley Teton Mid Cap Dividend Value

Keeley Teton Small-Mid Cap Value

Teton Advisors Inc Strengthens Its Investment Efforts In Sustainability And Environmental Social And Governance Investing With Its Acceptance To Membership Of The United Nations

GREENWICH, Conn., March 03, 2022—-Teton Advisors, Inc. is proud to announce the Companys acceptance as a member and signatory of The Principles for Responsible Investment . PRI is the worlds leading proponent of responsible investment.

“Our membership further underscores the portfolio managers commitment to responsible investing. The UN-supported Principles for Responsible Investment formalizes practices that our teams have been implementing on behalf of clients for some time. We are excited to strengthen the next stage of the Teton and Keeley funds excellence in smaller company investing. Small Caps today sell at the widest discount relative to large caps in 35 years. We believe a strong domestic economy will drive revenue growth, margin expansion and higher earnings for small cap companies. Since the March 2020 pandemic-driven market low, the Russell 2000 small cap index has outperformed the S& P 500 index coinciding with a sharp rise in inflation expectations and interest rates. Our integrated approach is expected to drive long term client value,” said Marc Gabelli, the Companys Chairman and Chief Executive Officer.

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Top 10 Stocks Held By Teton Advisors Inc

In total we count 283 positions held by Teton Advisors Inc. as of their latest 13F filing, but among those total Teton Advisors Inc. holdings we’ve sorted out the top ten stocks held by Teton Advisors Inc. by largest position size, and presented them here in slideshow form.

Notes & Data Providers

Stocks: Real-time U.S. stock quotes reflect trades reported through Nasdaq only comprehensive quotes and volume reflect trading in all markets and are delayed at least 15 minutes. International stock quotes are delayed as per exchange requirements. Fundamental company data and analyst estimates provided by FactSet. Copyright © FactSet Research Systems Inc. All rights reserved. Source: FactSet

Indexes: Index quotes may be real-time or delayed as per exchange requirements refer to time stamps for information on any delays. Source: FactSet

Data on U.S. Overview page represent trading in all U.S. markets and updates until 8 p.m. See Closing Diaries table for 4 p.m. closing data. Sources: FactSet, Dow Jones

Stock Movers: Gainers, decliners and most actives market activity tables are a combination of NYSE, Nasdaq, NYSE American and NYSE Arca listings. Sources: FactSet, Dow Jones

ETF Movers: Includes ETFs & ETNs with volume of at least 50,000. Sources: FactSet, Dow Jones

Bonds: Bond quotes are updated in real-time. Sources: FactSet, Tullett Prebon

Currencies: Currency quotes are updated in real-time. Sources: FactSet, Tullett Prebon

Cryptocurrencies: Cryptocurrency quotes are updated in real-time. Sources: CoinDesk , Kraken

Calendars and Economy: ‘Actual’ numbers are added to the table after economic reports are released. Source: Kantar Media

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How We Make Money

We sell different types of products and services to both investment professionals and individual investors. These products and services are usually sold through license agreements or subscriptions. Our investment management business generates asset-based fees, which are calculated as a percentage of assets under management. We also sell both admissions and sponsorship packages for our investment conferences and advertising on our websites and newsletters.

What Kind Of Clients Howard Frank Ward Serves

The firm provides services to investment companies and banking or thrift institutions. The largest group of clients of Howard Frank Ward is investment companies with 7 clients and $1.28 billion of assets under management. Among the 10 most similar advisory firms, Teton Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $1.32 billion for 8 clients. None of the firms clients are foreign persons or businesses.

Teton Advisors doesn’t advise any private funds.

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Dedicated Value Investors For Over Three Decades

Investors should carefully consider the investment objectives, risks, charges and expenses of the Fund before investing. The prospectus, which contains more complete information about this and other matters, should be read carefully before investing. To obtain a prospectus, please call or visit keeleyfunds.com.

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To learn more about how we handle and protect your data, visit our privacy center.

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Careers At Teton Advisors Inc

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees dont receive compensation from other entities for client referrals.

Howard Frank Ward has been acting as President since 1 May 2009. Patrick Bernard Huvane joined the executive team most recently as the Chief Financial Officer.

Otc Markets Group Welcomes Teton Advisors Inc To Otcqx

NEW YORK, Oct. 12, 2022 — OTC Markets Group Inc. , operator of regulated markets for 12,000 U.S. and international securities, today announced Teton Advisors, Inc. , a specialist in smaller company investing, has qualified to trade on the OTCQX® Best Market. Teton Advisors Inc. upgraded to OTCQX from the Pink® market. Teton Advisors Inc. begins trading today on OTCQX under the symbol TETAA. U.S. investors can find current financial disclosure and Re

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Teton Advisors Inc Reports Preliminary Third Quarter Financial Information Results Of Rights Offering And Upgrade To Otcqx

GREENWICH, Conn., October 27, 2022—-Teton Advisors, Inc. announced today its preliminary third quarter 2022 results:

• Revenues of $3.3 million compared to $3.5 million for the second quarter 2022 and $4.2 million for the third quarter 2021.

• Net income range of $0.3 million to $0.4 million compared to $0.3 million for the second quarter 2022 and $0.5 million for the third quarter 2021.

• Earnings per share range of $0.26 to $0.29 as compared to $0.20 for the second quarter 2022 and $0.42 for the third quarter 2021.

• Earnings before interest expense, tax expense, depreciation expense, and amortization expense 1 of $0.6 million as compared to $0.4 million for the second quarter 2022 and $0.9 million for the third quarter 2021.

• End-of-quarter AUM of $1.4 billion compared to $1.6 billion at June 30, 2022 and $2.0 billion at December 31, 2021.

Third quarter net income was in a range of $0.3 million to $0.4 million on estimated revenues of $3.3 million. This compares to $0.3 million for second quarter 2022 on revenues of $3.5 million and $0.5 million for third quarter 2021 on revenues of $4.2 million. The estimated range of Tetons earnings per share for third quarter 2022 was $0.26 to $0.29 as compared to $0.20 for the second quarter 2022 and $0.42 for the third quarter 2021.

Rights Offering Summary and Company Stock Qualification to Trade on OTCQX

189 Mason Street Greenwich, CT 06830 Tel. 457-1070 Fax 921-5091

ABOUT TETON

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