Kestra Investment Services Phone Number

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Kestra Investment Services Llc Our Broker/dealer

Concierge Services at Kestra Financial

We are independent, but that doesnt mean were alone. One of TWAs core values is teamwork. With a culture rich in reinvention and advisor advocacy, Kestra Financial* provides a back office extension of teamwork to our San Jose TWA team of professionals. Headquartered in the Silicon Hills of Austin, Texas, Kestra Financial is an industry leader and a top 10 independent broker-dealer . The firm supports more than 1,800 independent financial advisors in delivering comprehensive securities and investment advisory services to their clients. As an independent advisor practice with the scale of Kestra Financial behind us, we are able to get our clients access to top providers and products at competitive pricing difficult for advisors to obtain, especially if theyre on their own.

*Kestra Financial is the parent company of Kestra Investment Services, LLC, member FINRA/SIPC, and also of Kestra Advisory Services, LLC Kestra Private Wealth Services, LLC and Kestra Institutional Services, LLC all federally registered investment advisers.

Regulatory Disclosures State That Kestra Advisory Services Sells Proprietary Investments And Products Please Provide Me A List Of The Products And A Summary Of How Much Kestra Advisory Services Earns From Them

Kestra Advisory Services recommends proprietary investments and products that could generate larger commissions than other similar non-proprietary products. This could also limit the number and diversity of investment options available to you and may impact their transferability. Do not be afraid to ask how much they will earn from the product or what other non-proprietary options are available.

Headquartered In San Diegowith Locations Nationally

Our growing footprint means were serving financial professionals coast to coast, building out real estate space to help them successfully run their businesses from locations that support work-life balance.

Daily ongoing support is provided by our executive team in San Diego along with over 200 Kestra Financial employee partners in Austin.

Kestra Private Wealth Services Headquarters3570 Carmel Mountain Road, Suite 150San Diego, CA 92130

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Which Securities Does Kestra Advisory Services Trade For Itself That It Will Also Be Recommending To Me

Kestra Advisory Services has marked in their disclosures that they trade recommended securities. While this often can be seen as “eating your own cooking,” there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold that they will also be recommending to you.

Our system found no other conflict questions to ask. Checks take place monthly.

Does Kestra Advisory Services Offer Products That Have Performance

Lisa Hiatt

When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. For instance, research has shown that mutual funds that use incentive fees take on more risk that funds that do not, and tend to double down and increase their risk following a poor performance. This could be detrimental to a client during down markets.

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Choose Office Spacethat Works For You

We work with you to identify your ideal location, negotiate terms, and enter into the lease contract. KPWS conducts the office build-out, supplying the furnishings, technology, and equipment, all on your behalf. Thats only a part of our commitment to putting your business first. Go to our interactive map below to view all of the current KPWS office locations.

Is Kestra Advisory Services Also A Broker

Currently Kestra Advisory Services is also a Broker-Dealer or is affiliated with one. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds, cross-selling of commissioned insurance products, and the sale of proprietary investment products. All of these conflicts can negatively impact clients via hidden fees and overall higher costs.

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What We Do

We are a financial services platform that is more than simply a broker-dealer. We process investment transactions and provide investment advisory services, and we’re committed to helping financial professionals and investors achieve success.

We work alongside financial professionals to help pinpoint and reach specific business objectives as well as manage their back office operations. Were proudly independent, which enables us to offer a wide range of tools, services, and support to help our financial professionals and their clients goals.

Were regulated by the Securities and Exchange Commission and the Financial Industry Regulatory Authority and we help ensure our associated firms’ businesses are compliant with regulatory guidelines.

Leaders who listen

Our leadership team is driven to help financial professionals grow their businesses through innovation, service, and collaboration. As such, they actively work with financial professionals to help in any way they can and welcome the opportunity to truly get to know you.

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